Roosevelt Washington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roosevelt Washington was a registered financial professional .
Roosevelt is a previously registered financial professional and started their career in finance in 1990. Roosevelt had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2004 - December 31, 2012
WASHINGTON INVESTMENT MANAGEMENT CO.
February 23, 1990 - November 1, 2002
KIRK SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
WASHINGTON INVESTMENT MANAGEMENT CO.
CRD#: 120552 / SEC#:
Contact information
Red Flags
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