Elizabeth Sgro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Sgro, who also goes by Betty Findlay, Elizabeth Findlay, Betty Kneis, Elizabeth Kneis, Betty Sgro, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1990. Elizabeth had worked at 4 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 1996 - February 18, 1999
GRIFFITHS MCBURNEY CORP.
September 10, 1993 - October 17, 1995
MAPLE SECURITIES U.S.A. INC.
May 20, 1993 - October 9, 1995
MAPLE ARBITRAGE INC.
November 7, 1990 - July 20, 1995
NBF SECURITIES (USA) CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GRIFFITHS MCBURNEY CORP.
CRD#: 40620 / SEC#: , 8-49139
Contact information
Documents
Direct owners and executive officers
Red Flags
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