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RH

Robert F. Hennessey

INVICTA CAPITAL LLC
OAKMONT, PA 15139
Some features on this profile are disabled
CRD#: 1998770
RH

Professional summary

Robert Francis Hennessey, who also goes by Bob Hennessey, is a registered financial professional currently at INVICTA CAPITAL LLC located in Oakmont, Pennsylvania.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 18 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bob Hennessey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Francis Hennessey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 13, 2025 - Present

INVICTA CAPITAL LLC

Office #1: 527 Cedar Way Suite 101, Oakmont, PA 15139
BD
CRD#: 288101
OAKMONT, PA
Past

August 21, 2023 - January 22, 2024

JCC CAPITAL MARKETS, LLC

BD
CRD#: 146776
LAGUNA NIGUEL, CA
Past

February 7, 2019 - September 21, 2021

COPLEY FINANCIAL GROUP, INC.

RIA
CRD#: 283070
SAN DIEGO, CA
Past

June 23, 2017 - March 23, 2018

COINBASE CAPITAL MARKETS CORP

BD
CRD#: 10722
NEW YORK, NY
Past

April 4, 2017 - May 31, 2017

RETIREMENTADVICE | JKA

RIA
CRD#: 153803
ANAHEIM, CA
Past

June 1, 2016 - March 16, 2017

ARCHER DISTRIBUTORS, LLC

BD
CRD#: 158961
LAUREL, MD
Past

August 10, 2015 - June 30, 2016

PATRICK CAPITAL MARKETS, LLC

BD
CRD#: 16518
CARLSBAD, CA
Past

July 10, 2012 - August 12, 2013

CABIN SECURITIES, INC.

BD
CRD#: 137608
OVERLAND PARK, KS
Past

March 21, 2011 - March 15, 2012

NEXBANK SECURITIES INC

BD
CRD#: 133267
DALLAS, TX
Past

August 30, 2010 - April 13, 2011

CABIN SECURITIES, INC.

BD
CRD#: 137608
OVERLAND PARK, KS
Past

August 21, 2009 - July 12, 2010

ASSETMARK, INC.

RIA
CRD#: 109018
PLEASANT HILL, CA
Past

August 5, 2009 - July 12, 2010

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
PLEASANT HILL, CA
Past

November 11, 2008 - May 11, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA
CRD#: 145
LAFAYETTE, CA
Past

March 19, 2008 - May 11, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

September 24, 2007 - February 21, 2008

CORONADO INVESTMENTS, LLC

BD
CRD#: 111992
RANCHO SANTA FE, CA
Past

May 29, 2007 - September 6, 2007

EVOLVE SECURITIES, INC.

BD
CRD#: 127474
DALLAS, TX
Past

March 26, 1998 - September 9, 2004

INSIGHT CAPITAL RESEARCH & MANAGEMENT INC

RIA
CRD#: 105570
CARLSBAD, CA
Past

October 19, 1995 - November 7, 1996

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

November 22, 1993 - October 27, 1995

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

November 22, 1989 - December 1, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/13/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/30/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/4/2017
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/21/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/14/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/25/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IC
INVICTA CAPITAL LLC
INVICTA CAPITAL LLC

CRD#: 288101 / SEC#: , 8-69923

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
527 Cedar Way Suite 101, Oakmont, PA 15139
Mailing Address
527 Cedar Way Suite 101, Oakmont, PA 15139
Phone number
(412) 349-8684
Established
Pennsylvania since 07/14/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INVICTA FINANCIAL GROUPHOLDING COMPANY
GIAMBRI, PHILIP MAYNARDSHAREHOLDER1182516
TEAL, GREGORY SCOTTSHAREHOLDER4768591
PEARSON, KRISTIN MARIECHIEF COMPLIANCE OFFICER4522677

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVICTA CAPITAL LLC

CRD#: 288101Oakmont, PA 15139

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