Arthur D. Pryor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Daryll Pryor, who also goes by Daryll Pryor, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1989. Arthur had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2005 - October 18, 2006
BROOKSTREET SECURITIES CORPORATION
February 17, 2005 - March 15, 2005
FRANKLIN ROSS, INC.
April 29, 2002 - February 8, 2005
BASIC INVESTORS INC.
November 9, 1999 - June 20, 2002
EQUITRADE SECURITIES CORPORATION
March 23, 1999 - July 8, 1999
TUSCHNER & COMPANY, INC.
February 6, 1998 - February 26, 1999
SCHNEIDER SECURITIES, INC.
February 5, 1997 - February 3, 1998
FORTA FINANCIAL GROUP, INC.
April 18, 1995 - January 28, 1997
AMERICAN INVESTMENT SERVICES, INC.
October 29, 1994 - April 24, 1995
STEIN, SHORE SECURITIES, INC.
November 17, 1993 - October 25, 1994
SCHNEIDER SECURITIES, INC.
May 19, 1993 - November 17, 1993
AMERICAN INVESTMENT SERVICES, INC.
May 13, 1993 - May 20, 1993
ROBERT THOMAS SECURITIES, INC
November 24, 1990 - April 22, 1993
CHATFIELD DEAN & CO., INC.
November 21, 1989 - November 29, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
