Abraham Bernstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abraham Bernstein was a registered financial professional .
Abraham is a previously registered financial professional and started their career in finance in 1970. Abraham had worked at 13 firms and has passed the Series 66, Series 65 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2021 - November 7, 2023
ABRAHAM BERNSTEIN ASSOCIATES,INC
March 2, 2010 - April 22, 2010
ASSET & FINANCIAL PLANNING, LTD
January 4, 2010 - April 22, 2010
PRIME CAPITAL SERVICES, INC.
August 31, 2005 - March 19, 2007
ASSET & FINANCIAL PLANNING, LTD
July 29, 1999 - March 19, 2007
PRIME CAPITAL SERVICES, INC.
March 25, 1998 - July 29, 1999
NATHAN & LEWIS SECURITIES, INC.
August 23, 1997 - July 7, 1998
TOWER SQUARE SECURITIES, INC.
May 9, 1996 - August 25, 1997
HIMCO DISTRIBUTION SERVICES COMPANY
August 18, 1995 - April 2, 1996
PMG SECURITIES CORPORATION
April 23, 1987 - June 27, 1995
GOLDIS FINANCIAL GROUP, INC.
November 2, 1981 - December 1, 1986
NATHAN & LEWIS SECURITIES, INC.
June 15, 1973 - July 1, 1973
INDEPENDENT SECURITIES CORPORATION
May 23, 1973 - November 19, 1982
EQUITY SERVICES, INC.
November 5, 1971 - June 15, 1973
EQUITY FUNDING SECURITIES CORP
August 6, 1971 - December 16, 1971
ILG SECURITIES CORPORATION
March 2, 1970 - September 19, 1971
FIRST FUNDING SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 12/4/1968
Registered Representative ExaminationCurrent Firm
ABRAHAM BERNSTEIN ASSOCIATES,INC
CRD#: 152875 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 7,732,084 |
Red Flags
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