Todd J. Kleinfeld
Professional summary
Todd Jeffery Kleinfeld, who also goes by Todd J Kleinfeld, Todd Klenfeld, is a registered financial advisor currently at PATRIOTS FIRST FINANCIAL ADVISORS, LLC located in Traverse City, Michigan.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Todd has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Todd Jeffery Kleinfeld's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2022 - Present
PATRIOTS FIRST FINANCIAL ADVISORS, LLC
October 30, 2019 - August 11, 2021
VICTORIA CAPITAL MANAGEMENT, INC.
February 7, 2017 - October 16, 2019
MORGAN STANLEY
December 12, 2014 - December 31, 2015
MORGAN STANLEY
December 12, 2014 - October 16, 2019
MORGAN STANLEY
March 10, 1999 - December 16, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 15, 1998 - December 16, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 12, 1994 - June 11, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 16, 1991 - December 20, 1993
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/20/2022)
Exams
Current Firm
PATRIOTS FIRST FINANCIAL ADVISORS, LLC
CRD#: 317437 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 4,175,472 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
