Rick D. Holt
Professional summary
Rick Dean Holt, who also goes by Rickie Dean Holt, Rickie Dean Rasmussen, is a registered financial professional currently at MHL INVESTMENTS located in Midvale, Utah.
Rick is registered as a RR (Registered Representative) and started their career in finance in 1990. Rick has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rick Dean Holt's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2018 - Present
MHL INVESTMENTS
Office #1: Everspire Plaza 6900 S. 900 E., Suite 200, Midvale, UT 84047Office #2: Everspire Plaza 6900 S. 900 E., Suite 200, Midvale, UT 84047December 20, 2011 - August 3, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 1, 2003 - August 3, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
February 5, 1990 - December 15, 2009
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/3/2019)
(2/7/2020)
(4/6/2022)
(1/7/2020)
(3/12/2020)
(11/1/2018)
(1/31/2020)
(1/13/2020)
(7/3/2023)
(7/7/2023)
(1/7/2020)
(8/30/2019)
(11/28/2018)
(5/7/2020)
Exams
FINRA
Current Firm
MHL INVESTMENTS
CRD#: 2535 / SEC#: , 8-12730
Contact information
FINRA licenses (38 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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