AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JN

John C. Nalepka

AURORA SECURITIES
Riegelsville, PA
Some features on this profile are disabled
CRD#: 1998368
JN

Professional summary

John Carmen Nalepka is a registered financial professional currently at AURORA SECURITIES located in Riegelsville, Pennsylvania.

John is registered as a RR (Registered Representative) and started their career in finance in 1991. John has worked at 8 firms and has passed the Series 63, SIE, Series 62 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Carmen Nalepka's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 28, 2025 - Present

AURORA SECURITIES

BD
CRD#: 46147
Riegelsville, PA
Past

September 29, 2014 - March 3, 2025

THE INVESTMENT CENTER, INC.

BD
CRD#: 17839
RIEGELSVILLE, PA
Past

December 1, 2009 - September 29, 2014

GIRARD INVESTMENT SERVICES, LLC

BD
CRD#: 1834
HILLSBOROUGH, NJ
Past

January 18, 2006 - November 24, 2009

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
HILLSBOROUGH, NJ
Past

January 18, 2006 - November 24, 2009

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
HILLSBOROUGH, NJ
Past

July 31, 2002 - January 9, 2006

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
HILLSBOROUGH, NJ
Past

February 12, 1999 - January 9, 2006

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

October 5, 1994 - February 11, 1999

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

May 19, 1992 - October 12, 1994

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

September 27, 1991 - October 21, 1994

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(2/28/2025)
RR
Florida
(3/3/2025)
RR
New Jersey
(2/28/2025)
RR
New York
(2/28/2025)
RR
North Carolina
(2/28/2025)
RR
Oklahoma
(2/28/2025)
RR
Pennsylvania
(2/28/2025)
RR
Tennessee
(7/16/2025)
RR
Texas
(2/28/2025)
RR
Virginia
(2/28/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/6/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 1/31/2000
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/26/1991
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AS
AURORA SECURITIES
ALASKA CAPITAL MANAGEMENT CORPORAITON | AURORA SECURITIES INC | AURORA SECURITIES

CRD#: 46147 / SEC#: , 8-51322

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2565 West Maple, Troy, MI 48084
Mailing Address
2565 West Maple, Troy, MI 48084
Phone number
(888) 548-6701
Established
Michigan since 11/22/2017
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CURTS INVESTMENT, LLCOWNER
KAMEN, LORI BETHPRESIDENT/CCO2805591
SCHAPS, MICHAEL ROBERTFINOP1892138

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AURORA SECURITIES

CRD#: 46147Riegelsville, PA

TRUST BUT VERIFY

Monitor John Nalepka

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.