Ronald G. Roccaforte
Professional summary
Ronald Gene Roccaforte, CFP®, who also goes by Ron Roccaforte, is a registered financial advisor currently at R & R FINANCIAL SERVICES, LLC located in Lumberton, Texas.
Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Ronald has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Gene Roccaforte's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1992
Experience
January 20, 2012 - Present
R & R FINANCIAL SERVICES, LLC
January 2, 1997 - December 31, 2017
DOMINION INVESTOR SERVICES, INC.
September 25, 1996 - December 31, 1996
SIGNAL SECURITIES, INC.
July 9, 1992 - September 24, 1996
MOMENTUM INDEPENDENT NETWORK INC.
May 13, 1991 - July 20, 1992
BRIGHTON FINANCIAL CORPORATION, INC.
October 29, 1990 - May 6, 1991
CETERA WEALTH SERVICES, LLC
January 19, 1990 - October 31, 1990
TRANSAMERICA SECURITIES SALES CORPORATION
January 19, 1990 - October 31, 1990
TRANSAMERICA FINANCIAL ADVISORS, INC.
October 25, 1989 - January 23, 1990
IDS LIFE INSURANCE COMPANY
October 25, 1989 - January 23, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/20/2012)
Exams
Current Firm
R & R FINANCIAL SERVICES, LLC
CRD#: 114644 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 21,180,715 |
Red Flags
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