Gordon J. Bernhardt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Joel Bernhardt, AIF®, CFP® was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 1989. Gordon had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2001
Experience
November 17, 2022 - September 30, 2025
MODERA WEALTH MANAGEMENT, LLC
February 4, 1999 - November 30, 2022
BERNHARDT WEALTH MANAGEMENT, INC.
July 28, 1994 - September 18, 1997
SECURITIES AMERICA, INC.
July 13, 1993 - August 22, 1994
IDS LIFE INSURANCE COMPANY
July 13, 1993 - August 22, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
August 27, 1992 - May 27, 1993
THE ADVISORS GROUP, INC.
November 8, 1989 - August 12, 1992
PFS INVESTMENTS INC.
Primary Firm SEC Registration
MODERA WEALTH MANAGEMENT, LLC
CRD#: 155649 / SEC#: 801-71973
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MODERA WEALTH MANAGEMENT, LLC
CRD#: 155649 / SEC#: 801-71973
Contact information
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,833 |
| AUM (Assets Under Management) | $ 15,510,482,152 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 01/26/2024 | ||
| 01/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
