Michael C. Okolo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael C Okolo 1, who also goes by Michael C Okolo, Michael Chikora Okolo, Michael Chukwuka Okolo, Michael C Okolo 1, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2005 - December 13, 2005
USALLIANZ SECURITIES, INC.
July 16, 2003 - December 31, 2004
SUMMIT BROKERAGE SERVICES, INC.
October 15, 2002 - July 21, 2003
CHESAPEAKE SECURITIES RESEARCH CORPORATION
October 13, 2000 - October 2, 2002
USALLIANZ SECURITIES, INC.
October 14, 1998 - November 3, 2000
WMA SECURITIES, INC.
June 12, 1996 - April 23, 1998
MONY SECURITIES CORPORATION
February 10, 1993 - April 12, 1996
METROPOLITAN LIFE INSURANCE COMPANY
February 10, 1993 - April 12, 1996
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USALLIANZ SECURITIES, INC.
CRD#: 40875 / SEC#: , 8-49216
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | SHAREHOLDER | |
| HOWELL, RUTH ANNETTE | CHIEF COMPLIANCE OFFICER, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | |
| INGERSOLL, THADDEUS WINTHROP III | COMPLIANCE MANAGER, SENIOR REGISTERED OPTIONS PRINCIPAL | 2616975 |
| JORGENSEN, MICHAEL JAMES | PRESIDENT | 2676329 |
| REITAN, EMILY SUZANNE | CHIEF FINANCIAL OFFICER & TREASURER | 5209812 |
| VITIELLO, VINCENT GERARD | CHAIRMAN OF THE BOARD | 1059845 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
