Kevin J. Walsh
Professional summary
Kevin James Walsh was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kevin is a previously registered financial advisor and started their career in finance in 1997. Prior to being barred, Kevin had worked at 5 firms, which includes QUESTAR ASSET MANAGEMENT INC., QUESTAR CAPITAL CORPORATION, ASSET & FINANCIAL PLANNING LTD, PRIME CAPITAL SERVICES INC., ANCHOR MANAGEMENT GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2007 - December 17, 2008
QUESTAR ASSET MANAGEMENT, INC.
June 15, 2007 - December 17, 2008
QUESTAR CAPITAL CORPORATION
March 3, 2005 - July 10, 2007
ASSET & FINANCIAL PLANNING, LTD
July 23, 1999 - July 10, 2007
PRIME CAPITAL SERVICES, INC.
March 13, 1997 - August 12, 1999
ANCHOR MANAGEMENT GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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