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Scott Martin Hacker

CRD# 1997386·Registered 1990 - 2007
Barred: Scott Martin Hacker was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Scott Martin Hacker was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1990 - 2007. Scott had worked at 7 firms and has passed the Series 63, Series 87, Series 7, Series 53, Series 8, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

PULSE TRADING, INC.·CRD# 104022
BD
Boston, MA
October 25, 2005 - October 30, 2007
SUN LIFE FINANCIAL DISTRIBUTORS, INC.·CRD# 5496
BD
Wellesley Hills, MA
November 29, 2004 - October 28, 2005
STRATEGIC POINT SECURITIES, LLC·CRD# 124753
BD
Providence, RI
February 25, 2004 - November 10, 2004
CITIZENS SECURITIES, INC.·CRD# 39550
BD
Johnston, RI
August 14, 2000 - November 24, 2003
FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
BD
Portland, ME
May 1, 1995 - August 3, 2000
EXPRESS SECURITIES, INCORPORATED·CRD# 27339
BD
Westboro, MA
April 14, 1994 - September 10, 1997
AMERICAN EXPRESS SERVICE CORPORATION·CRD# 10518
BD
Minneapolis, MN
June 25, 1990 - January 6, 1993

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Current Firm

PT
PULSE TRADING, INC.

PULSE TRADING LLC | PULSE TRADING, INC.

CRD#: 104022 / SEC#: 8-52482
BD
Terminated by SEC on 07/30/2012

Contact Information

Established

Massachusetts since 04/11/2001

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
STATE STREET CORPORATIONPARENT CORPORATION—
BONN, NICHOLAS JOHNDIRECTOR2231387
DUBOIS, CHRISTIAN ARTHURPRESIDENT AND CHIEF EXECUTIVE OFFICER2391020
FAIRWEATHER, HOWARD HDIRECTOR3242345
FOLEY, BRIAN THOMASCFO - FINOP2647976
GAVELL, STEFAN MICHELDIRECTOR4514326
LEWIS, CLIFFORD MORSEDIRECTOR6002051
MARTEL, LAWRENCE GILBERTCHIEF COMPLIANCE OFFICER2177025
SULLIVAN, JOHN WALLACEMANAGING DIRECTOR2417280
WOODARD, RONALD BRYANDIRECTOR5037771

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1991About the Series 63 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed May 2006About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Jun 1990About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 2001About the Series 53 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jan 1998

Series 27 — Financial and Operations Principal Examination

Passed Apr 1991About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Dec 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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