Valery L. Oswald
Professional summary
Valery Lynn Oswald, who also goes by Valery Lynn Sager, Valery Lynn Schollenbarger, is a registered financial advisor currently at EPIC WEALTH MANAGEMENT, LLC located in Oklahoma City, Oklahoma.
Valery is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Valery has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Valery Lynn Oswald's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2018 - Present
EPIC WEALTH MANAGEMENT, LLC
Office #1: 7406 N Classen Blvd, Oklahoma City, OK 73116January 10, 2014 - July 17, 2018
RAYMOND JAMES & ASSOCIATES, INC.
January 10, 2014 - July 17, 2018
RAYMOND JAMES & ASSOCIATES, INC.
May 1, 2009 - January 22, 2014
ARVEST WEALTH MANAGEMENT
May 1, 2009 - January 22, 2014
ARVEST WEALTH MANAGEMENT
November 20, 1989 - May 5, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 22, 1989 - May 5, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
EPIC WEALTH MANAGEMENT, LLC
CRD#: 297643 / SEC#: 801-113589
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/12/2018)
Exams
Current Firm
EPIC WEALTH MANAGEMENT, LLC
CRD#: 297643 / SEC#: 801-113589
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 389 |
| AUM (Assets Under Management) | $ 112,286,504 |
Red Flags
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