Dominic J. Odierno
Professional summary
Dominic John Odierno was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dominic is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Dominic had worked at 3 firms, which includes EMMETT A LARKIN COMPANY INC., AMERICAN INTERSTATE FINANCIAL CORPORATION, LIVINGSTON SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 1994 - September 30, 1994
EMMETT A LARKIN COMPANY, INC.
January 9, 1992 - August 8, 1994
AMERICAN INTERSTATE FINANCIAL CORPORATION
October 25, 1989 - January 15, 1992
LIVINGSTON SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
EMMETT A LARKIN COMPANY, INC.
CRD#: 6625 / SEC#: , 8-11922
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
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