Daren E. Leverenz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daren Eugene Leverenz was a registered financial professional .
Daren is a previously registered financial professional and started their career in finance in 1989. Daren had worked at 4 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 1992 - October 8, 1992
DIRECT EQUITIES, INC.
April 11, 1992 - September 25, 1992
UNITED INTERNATIONAL SECURITIES, INC.
January 21, 1991 - April 29, 1992
BROKERS INVESTMENT CORPORATION
December 18, 1989 - November 28, 1990
REMINGTON SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DIRECT EQUITIES, INC.
CRD#: 22538 / SEC#: , 8-39825
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
