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JM

John Edward Meehan

CRD# 1996785·Registered 1989 - 2015
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Edward Meehan was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1989 - 2015. John had worked at 3 firms and has passed the Series 63, Series 56 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

SPOT TRADING L.L.C.·CRD# 47666
BD
Chicago, IL
January 17, 2014 - June 19, 2015
GREEN COAT CAPITAL TRADING, LLC·CRD# 147254
BD
Chicago, IL
July 20, 2011 - January 22, 2014
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
Edison, NJ
October 30, 1989 - March 15, 1990

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Current Firm

ST
SPOT TRADING L.L.C.

SPOT TRADING L.L.C. | SPOT TRADING, L.L.C.

CRD#: 47666 / SEC#: 8-51855
BD
Terminated by SEC on 02/24/2018

Contact Information

Established

Illinois since 05/28/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SPOT HOLDINGS L.P.MANAGER—
BRODSKY, STEPHEN ARTHURCHIEF EXECUTIVE OFFICER2969588
CERNY, PATRICIA LCHIEF COMPLIANCE OFFICER4814964
HARAVON, EDWARD ALBERTCHIEF OPERATING OFFICER—

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1989About the Series 63 exam

Series 56 — Proprietary Trader Qualification Examination

Passed Oct 2011

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1989About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JM
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