Nancy M. Bagdasarian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy May Bagdasarian, who also goes by Nancy May Nuss, was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 1996. Nancy had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2013 - July 2, 2014
COHEN & COMPANY SECURITIES, LLC
August 31, 2009 - March 7, 2012
ATLAS ONE FINANCIAL GROUP, LLC
April 6, 2009 - August 31, 2009
JESUP & LAMONT SECURITIES CORP
October 24, 2003 - March 27, 2009
MULTI-BANK SECURITIES, INC.
January 19, 2000 - October 15, 2003
VINING-SPARKS IBG, LLC
November 5, 1998 - January 14, 2000
DP ASSET MANAGEMENT, INC.
August 19, 1996 - June 9, 1998
FIRST CLEARING, LLC
February 13, 1996 - August 20, 1996
MERIDIAN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
