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MA

Manuel Angeles

CRD# 1996416·Registered 1989 - 2017
Previously Registered: Being a previously registered professional could mean that Manuel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Manuel Angeles was a registered financial advisor. Manuel was a previously registered financial professional and started their career in finance 1989 - 2017. Manuel had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

Past

BLAYLOCK VAN, LLCPast·CRD# 145317
BD
New York, NY
January 6, 2017 - March 1, 2017
CASTLEOAK SECURITIES, LPPast·CRD# 125334
BD
New York, NY
July 23, 2012 - March 7, 2014
RAYMOND JAMES & ASSOCIATES, INC.Past·CRD# 705
BD
New York, NY
November 20, 2009 - April 5, 2012
MESIROW FINANCIAL, INC.Past·CRD# 2764
BD
New York, NY
April 2, 2009 - November 17, 2009
DEPFA FIRST ALBANY SECURITIES, LLCPast·CRD# 144232
BD
New York, NY
September 14, 2007 - March 26, 2009
GLEACHER & COMPANY SECURITIES, INC.Past·CRD# 298
BD
New York, NY
September 10, 2004 - September 18, 2007
PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLCPast·CRD# 41461
BD
New York, NY
August 3, 2001 - August 30, 2002
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
New York, NY
April 4, 1997 - June 15, 2001
GRIGSBY & ASSOCIATES, INC.Past·CRD# 13364
BD
San Francisco, CA
June 6, 1995 - September 26, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
October 25, 1989 - June 10, 1994

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Current Firm

BV
BLAYLOCK VAN, LLC

BLAYLOCK BEAL VAN, LLC | BLAYLOCK VAN, LLC | BLAYLOCK ROBERT VAN, LLC

CRD#: 145317 / SEC#: 801-69136, 8-67721
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

600 Lexington Avenue 10th Floor, Oakland, CA 94612

Mailing Address

600 Lexington Avenue 3rd Floor, New York, NY 10022

Phone Number

(212) 715-6600

Established

California since 03/26/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (38 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ROBERT VAN SECURITIES, INCSOLE VOTING MEMBER—
BLAYLOCK & COMPANY, INCNON-VOTING MEMBER—
CIULLA, ALEXANDER JOHNFINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER2635660
HOUGH, JERVIS BENNETTBD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER4291302
KALISPEL TRIBAL ECONOMIC AUTHORITYNON-VOTING MEMBER—
SEAPORT GLOBAL SECURITIES LLCSHAREHOLDER116270
STANDIFER, ERIC VANMANAGER; CEO; GSP; MSP1025776

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1989About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1989About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Mar 2009About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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