Manuel Angeles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manuel Angeles was a registered financial professional .
Manuel is a previously registered financial professional and started their career in finance in 1989. Manuel had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2017 - March 1, 2017
BLAYLOCK VAN, LLC
July 23, 2012 - March 7, 2014
CASTLEOAK SECURITIES, LP
November 20, 2009 - April 5, 2012
RAYMOND JAMES & ASSOCIATES, INC.
April 2, 2009 - November 17, 2009
MESIROW FINANCIAL, INC.
September 14, 2007 - March 26, 2009
DEPFA FIRST ALBANY SECURITIES, LLC
September 10, 2004 - September 18, 2007
GLEACHER & COMPANY SECURITIES, INC.
August 3, 2001 - August 30, 2002
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
April 4, 1997 - June 15, 2001
LEHMAN BROTHERS INC.
June 6, 1995 - September 26, 1995
GRIGSBY & ASSOCIATES, INC.
October 25, 1989 - June 10, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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