Michael J. Hanley

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CRD#: 1996307

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Joseph Hanley was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ORLANDO FOUNDATION BOARD, BOARD MEMEBER NO COMPENSATION,1000 UNIVERSAL STUDIOS PLAZA, ORLANDO FL 32819, 06/27/2012, 1 HR PER MONTH. DR. PHILLIPS Y 7000 DR. PHILLIPS BLVD. ORLANDO, FL 32819, BOARD MEMBER, 3 HR/MO NO COMP BEGAN 1/01/2016. POA for Wife, Pamela. Banner Life, outside insurance sales of term product not provided through Equitable Network.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 28, 2012 - February 19, 2013

TREK FINANCIAL

RIA

CRD#: 109376

ORLANDO, FL

Past

February 5, 1991 - October 29, 2025

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

ORLANDO, FL

Past

October 19, 1989 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

October 19, 1989 - October 29, 2025

EQUITABLE ADVISORS, LLC

CRD#: 6627

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TREK FINANCIAL

CRD#: 109376 / SEC#: 801-58087

RIA

Registered Investment Advisory firm - (11/15/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/19/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/19/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/2/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/3/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TREK FINANCIAL

CRD#: 109376 / SEC#: 801-58087

RIA

Registered Investment Advisory firm - (11/15/2000 Approved)

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Contact information

Main Address

8355 East Hartford Drive Suite 105, Scottsdale, AZ 85255

Mailing Address

Phone number

(480) 483-1510

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TREK FINANCIAL 2A BROCHURE (10/28/2025)

TREK FINANCIAL WRAP BROCHURE (4/10/2025)

Regulatory assets under management

Total Number of Accounts	11,057
AUM (Assets Under Management)	$ 2,492,708,552

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Hanley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

TREK FINANCIAL

State Registrations and Notice Filings

Exams

Series 63

Date: 1/19/2005

Series 65

Date: 7/19/1999

SIE

Date: 10/1/2018

Series 7

Date: 8/2/2000

Series 6

Date: 10/3/1989

Current Firm

TREK FINANCIAL

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TREK FINANCIAL

TRUST BUT VERIFY

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