Oleg Simanovsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Oleg Simanovsky was a registered financial professional .
Oleg is a previously registered financial professional and started their career in finance in 1989. Oleg had worked at 16 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2021 - August 7, 2024
FIDELITY BROKERAGE SERVICES LLC
April 10, 2019 - March 18, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 9, 2019 - March 18, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 2, 2018 - July 16, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 26, 2017 - July 16, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 30, 2014 - February 23, 2017
OSAIC SERVICES, INC.
March 31, 2014 - February 23, 2017
WOODBURY FINANCIAL SERVICES, INC.
March 31, 2014 - February 23, 2017
OSAIC SERVICES, INC.
March 31, 2014 - February 23, 2017
OSAIC WEALTH, INC.
March 31, 2014 - February 23, 2017
FSC SECURITIES CORPORATION
May 22, 2006 - February 12, 2014
CHARLES SCHWAB & CO., INC.
March 30, 2006 - May 11, 2006
E*TRADE SECURITIES LLC
March 24, 2005 - April 20, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 2005 - April 20, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 3, 2003 - January 5, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
August 10, 2001 - March 3, 2003
RUMSON CAPITAL, LLC
April 5, 1999 - May 29, 2001
RUMSON CAPITAL, LLC
August 6, 1998 - March 25, 1999
OSCAR GRUSS & SON INCORPORATED
April 28, 1993 - January 12, 1998
SCHONFELD SECURITIES, LLC
July 16, 1992 - March 23, 1993
CITICORP INVESTMENT SERVICES
January 9, 1990 - August 18, 1992
CHARLES SCHWAB & CO., INC.
October 25, 1989 - December 6, 1989
J. T. MORAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/8/2000
Limited Representative-Equity Trader ExamCurrent Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
