MB
Mark A. Bucciere
PLANMEMBER SECURITIES
Westerville, OH
Some features on this profile are disabled
CRD#: 1996252
MB
Professional summary
Mark Anthony Bucciere, CIMA® is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Westerville, Ohio.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Mark has worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Anthony Bucciere's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Anthony Bucciere's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 22, 2021 - Present
PLANMEMBER SECURITIES CORPORATION
RIA
BD
CRD#: 11869
Westerville, OH
Current
March 22, 2021 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 6187 Carpinteria Ave, Carpinteria, CA 93013RIA
BD
CRD#: 11869
Carpinteria, CA
Past
September 21, 2011 - November 18, 2019
PNC CAPITAL ADVISORS LLC
RIA
CRD#: 151829
CLEVELAND, OH
Past
May 17, 2010 - December 5, 2019
FORESIDE DISTRIBUTION SOLUTIONS, LLC
BD
CRD#: 118787
Richfield, OH
Past
April 13, 2010 - April 14, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
BLOOMFIELD HILLS, MI
Past
June 16, 2008 - April 14, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
BLOOMFIELD HILLS, MI
Past
February 14, 2006 - July 31, 2006
IFMG SECURITIES, INC.
BD
CRD#: 14416
FLINT, MI
Past
March 5, 2003 - January 27, 2004
BANC ONE SECURITIES CORPORATION
RIA
CRD#: 16999
AKRON, OH
Past
July 11, 1999 - January 27, 2004
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
February 8, 1997 - July 9, 1999
LEGEND INVESTMENT MANAGEMENT INC.
BD
CRD#: 14454
PALM BEACH GARDENS, FL
Past
September 20, 1995 - July 28, 1999
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
PALM BEACH GARDENS, FL
Past
July 31, 1993 - July 10, 1995
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
June 1, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
December 12, 1990 - June 10, 1992
NATIONAL CITY INVESTMENTS CORPORATION
BD
CRD#: 17365
Past
October 25, 1989 - December 4, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/19/2021)
RR
California(3/22/2021)
RR
Connecticut(4/19/2021)
RR
Delaware(4/19/2021)
RR
District of Columbia(4/19/2021)
RR
Florida(4/19/2021)
RR
Georgia(4/19/2021)
RR
Illinois(4/19/2021)
RR
Indiana(4/19/2021)
RR
Kentucky(4/19/2021)
RR
Maine(4/19/2021)
RR
Maryland(4/19/2021)
RR
Massachusetts(4/19/2021)
RR
Michigan(4/19/2021)
RR
Mississippi(4/19/2021)
RR
New Hampshire(4/19/2021)
RR
New Jersey(4/19/2021)
RR
New York(4/19/2021)
RR
North Carolina(4/19/2021)
RR
Ohio(3/22/2021)
IAR
Ohio(3/22/2021)
RR
Pennsylvania(4/19/2021)
RR
Rhode Island(4/19/2021)
RR
South Carolina(4/19/2021)
RR
Tennessee(4/19/2021)
RR
Vermont(4/19/2021)
RR
Virginia(4/19/2021)
RR
West Virginia(4/19/2021)
RR
Wisconsin(4/19/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
