Jonathan D. Riggs

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CRD#: 1996217

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jonathan Daniel Riggs, who also goes by Jon Riggs, was a registered financial professional .

Jonathan is a previously registered financial professional and started their career in finance in 1989. Jonathan had worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jon Riggs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 7110 W Central Ave, Suite B, Toledo, OH 43617; Start Date: 01/2002; Role/Title: Insurance Broker; Investment related] [Rental Property; 813 Wall Street, Maumee, OH 43537; Start Date: 05/2004; Role/Title: Owner; Investment related; 1 hour per month] [JD Riggs Properties dba Central Properties, LLC; Office building; 7110 W Central Ave, Ste A, Toledo, OH 43617; Start Date: 11/2014; Role/Title: Owner; Investment related; 5 hours per month; 3 hours per month during securities trading hours] [The Y Country Store LLC; Building a convenience/restaurant/gas station ; 20165 US Hwy 19 S, Walkersville, WV 26447; Start Date 07/2023; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; None, this is wife venture] [TK Properties LLC; Purchased vacant residential lot.; 1494 Promenade Ln, Okatie, SC 29909; Start Date 05/2023; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; No duties required. Wife is responsible for project.] [TK Properties LLC, DBA Shear Faith Salon; Hair Salon; 149 Riverwalk Blvd, Ridgeland, SC 29936; Start Date 06/2023; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; Little to none. Wife is responsible party]

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 14, 2004 - September 4, 2024

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

OKATIE, SC

Past

October 16, 1989 - September 4, 2024

NYLIFE SECURITIES LLC

CRD#: 5167

OKATIE, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/15/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/13/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan D. Riggs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/15/1989

SIE

Date: 10/1/2018

Series 6

Date: 10/13/1989

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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