Christopher B. Redmond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Bernard Redmond was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1993. Christopher had worked at 2 firms and has passed the Series 65, Series 66, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2012 - July 17, 2014
ARGENT CAPITAL MANAGEMENT LLC
August 26, 1993 - December 14, 2007
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
ARGENT CAPITAL MANAGEMENT LLC
CRD#: 107930 / SEC#: 801-55903
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 8/25/1993
Corporate Securities Limited Representative ExaminationCurrent Firm
ARGENT CAPITAL MANAGEMENT LLC
CRD#: 107930 / SEC#: 801-55903
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,190 |
| AUM (Assets Under Management) | $ 3,898,065,509 |
Red Flags
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