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JC

Junmin (. Chang

CANNON BEACH FINANCIAL ADVISORS
San Ramon, CA 94583
Some features on this profile are disabled
CRD#: 1996006
JC

Professional summary

Junmin (nmn) Chang, who also goes by Junmin Chang, is a registered financial advisor currently at CANNON BEACH FINANCIAL ADVISORS located in San Ramon, California.

Junmin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Junmin has worked at 4 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Junmin Chang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) REDWOOD INVESTMENTS - TIGER INVESTMENT GROUP 408 ANTELOPE RIDGE DANVILLE CA 94506 MANAGING PARTNER/PRESIDENT SINCE 1994 10HRS/MO DURING NON SECURITY TRADING HOURS MEMBER OF INVESTMENT COMMITTEE WHICH MAKES ALL INVESTMENT DECISIONS FOR THE PARTNERSHIP; ALSO FUNCTIONS AS TREASURER FOR THE INVESTMENT CLUB

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Junmin (nmn) Chang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 2, 2006 - Present

CANNON BEACH FINANCIAL ADVISORS

Office #1: 2603 Camino Ramon Suite 416, San Ramon, CA 94583
RIA
CRD#: 140959
San Ramon, CA
Past

September 26, 2006 - August 15, 2007

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
WALNUT CREEK, CA
Past

April 14, 2000 - August 2, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
WALNUT CREEK, CA
Past

March 2, 2000 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

March 2, 2000 - August 2, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
WALNUT CREEK, CA
Past

October 31, 1989 - July 31, 1990

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
Past

October 31, 1989 - July 31, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CB
CANNON BEACH FINANCIAL ADVISORS
CANNON BEACH CONSULTANTS | EVAN NAOMI COMPANY | CHANG MOORE JONES INC. | CANNON BEACH FINANCIAL ADVISORS | CANNON BEACH CONSULTANTS INC

CRD#: 140959 / SEC#: 801-66973

RIA
Registered Investment Advisory firm - (7/12/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/2/2006)
IAR
North Carolina
(10/6/2025)
IAR
Texas
(1/25/2010)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/20/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/1/2000
General Securities Representative Examination

Current Firm

CB
CANNON BEACH FINANCIAL ADVISORS
CANNON BEACH CONSULTANTS | EVAN NAOMI COMPANY | CHANG MOORE JONES INC. | CANNON BEACH FINANCIAL ADVISORS | CANNON BEACH CONSULTANTS INC

CRD#: 140959 / SEC#: 801-66973

RIA
Registered Investment Advisory firm - (7/12/2006 Approved)
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Contact information

Main Address
2603 Camino Ramon Suite 416, San Ramon, CA 94583
Mailing Address
Phone number
(888) 839-9399
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CANNON BEACH FINANCIAL ADVISORS ADV PART 2B (3/31/2025)
CANNON BEACH FINANCIAL ADVISORS ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts558
AUM (Assets Under Management)$ 175,709,819

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CANNON BEACH FINANCIAL ADVISORS

CRD#: 140959San Ramon, CA 94583

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