Richard S. Campagna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Samuel Campagna was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2010. Richard had worked at 4 firms and has passed the Series 65 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2020 - January 7, 2023
MRC WEALTH MANAGEMENT, LLC
January 15, 2019 - July 1, 2020
EMERGE CAPITAL MANAGEMENT
August 2, 2010 - January 9, 2013
NORTH LAKE ADVISORS, LLC
June 18, 2010 - August 5, 2015
300 NORTH CAPITAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MRC WEALTH MANAGEMENT, LLC
CRD#: 309205 / SEC#: 801-118962
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 11,188,541 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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