Christopher J. Lagrego
Professional summary
Christopher John Lagrego is a registered financial professional currently at VELOCITY CLEARING, LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1997. Christopher has worked at 15 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher John Lagrego's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2021 - Present
VELOCITY CLEARING, LLC
Office #1: 199 Water Street 17th Floor, New York, NY 10038September 10, 2014 - April 6, 2015
CASTLE HILL CAPITAL PARTNERS, INC.
December 2, 2013 - February 2, 2022
RISE FINANCIAL SERVICES, LLC
June 15, 2012 - February 1, 2013
CONCEPT CAPITAL TRADING LLC
April 11, 2011 - November 20, 2013
COWEN PRIME SERVICES LLC
November 8, 2010 - March 29, 2011
CCM SECURITIES, LLC
February 1, 2010 - October 22, 2010
FORMATION HOLDINGS, LLC
November 4, 2008 - August 20, 2010
LIGHTHOUSE FINANCIAL GROUP, LLC
February 29, 2008 - November 7, 2008
RBC CAPITAL MARKETS, LLC
April 30, 2007 - October 31, 2008
G-2 TRADING,LLC
January 2, 2007 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
February 26, 2003 - January 2, 2007
CARLIN EQUITIES, LLC
April 1, 2002 - July 16, 2002
PUGLISI & CO.
August 30, 1999 - February 11, 2002
LADENBURG THALMANN & CO. INC.
July 7, 1997 - September 16, 1997
RICKEL & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2021)
(10/11/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/17/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
VELOCITY CLEARING, LLC
CRD#: 126588 / SEC#: , 8-65894
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 19 |
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