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Steven Marc Cramer

GLC SECURITIES
DENVER, CO
·CRD# 1995715·23 years experience

Professional Summary

Steven Marc Cramer, who also goes by Steven M Cramer, Steven Cramer, is a registered financial advisor currently at GLC SECURITIES, LLC located in Denver, Colorado. Steven is registered as a RR (Registered Representative) and started their career in finance in 1991. Steven has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steven M Cramer, Steven Cramer

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

GLC SECURITIES, LLC·CRD# 153581
BD
1125 17th Street Suite 2340, Denver, CO 80202
August 20, 2021 - Present
HOULIHAN LOKEY CAPITAL, INC.·CRD# 17708
BD
Los Angeles, CA
November 8, 2018 - July 29, 2021
IMPERIAL CAPITAL, LLC·CRD# 43744
BD
Los Angeles, CA
September 11, 2006 - November 26, 2018
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
December 18, 2000 - November 5, 2001
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
May 8, 2000 - December 18, 2000
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
November 22, 1991 - June 4, 1993

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Current Firm

GS
GLC SECURITIES, LLC

GLC SECURITIES, LLC | GLCA SECURITIES, LLC

CRD#: 153581 / SEC#: 8-68557
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

600 Lexington Avenue 9th Floor, New York, NY 10022

Mailing Address

600 Lexington Avenue 9th Floor, New York, NY 10022

Phone Number

(212) 542-4540

Established

Delaware since 08/12/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GLC ADVISORS & CO. HOLDINGS, LLCOWNER—
BENNINGER, THOMAS MICHAELPRINCIPAL—
HAN, ABRAHAM TPRINCIPAL—
KINZER, CAROL ANNFINOP/CFO4519471
REYNERTSON, JON SORENPRINCIPAL/CEO/CCO—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(8/20/2021)
RR
Colorado
(8/20/2021)
RR
New York
(8/20/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2006About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2009About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Steven Marc Cramer's CRS (Customer Relationship Summary).

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