Steven M. Cramer
Professional summary
Steven Marc Cramer, who also goes by Steven M Cramer, Steven Cramer, is a registered financial professional currently at GLC SECURITIES, LLC located in Denver, Colorado.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1991. Steven has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Marc Cramer's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2021 - Present
GLC SECURITIES, LLC
Office #1: 1125 17th Street Suite 2340, Denver, CO 80202November 8, 2018 - July 29, 2021
HOULIHAN LOKEY CAPITAL, INC.
September 11, 2006 - November 26, 2018
IMPERIAL CAPITAL, LLC
December 18, 2000 - November 5, 2001
CREDIT SUISSE SECURITIES (USA) LLC
May 8, 2000 - December 18, 2000
PERSHING LLC
November 22, 1991 - June 4, 1993
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/20/2021)
(8/20/2021)
(8/20/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GLC SECURITIES, LLC
CRD#: 153581 / SEC#: , 8-68557
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLC ADVISORS & CO. HOLDINGS, LLC | OWNER | |
| BENNINGER, THOMAS MICHAEL | PRINCIPAL | |
| HAN, ABRAHAM T | PRINCIPAL | |
| KINZER, CAROL ANN | FINOP/CFO | 4519471 |
| REYNERTSON, JON SOREN | PRINCIPAL/CEO/CCO |
Red Flags
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