George Y. Ragsdale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Young Ragsdale, who also goes by George Y Ragsdale, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1990. George had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2013 - October 24, 2013
B. RILEY & CO., LLC
April 16, 2010 - September 14, 2011
STONECREST CAPITAL MARKETS, INC.
June 18, 2009 - April 5, 2010
SINCLAIR & COMPANY, LLC
May 22, 1990 - May 6, 1997
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
B. RILEY & CO., LLC
CRD#: 40355 / SEC#: , 8-49016
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
