WL
William R. Lloyd
SPIRE WEALTH MANAGEMENT
Reston, VA 20190
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CRD#: 1995407
WL
Professional summary
William Russell Lloyd, AIF®, CFP®, ChFC®, who also goes by Bill Lloyd, William R Lloyd, is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in Reston, Virginia and SPIRE SECURITIES, LLC located in Reston, Virginia.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. William has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Lloyd | William R Lloyd
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Investment Advisor Rep of Spire Wealth Management/affiliate. Fixed Insurance/LTC Insurance through Spire Insurance Agency. 6 hrs week. Ameritas Life Insurance Co; Statutory employee for life and disability insurance sales; 01/01/2017; 4-5 hours/week; compensation through commissions. 6/14/2017 - Comprehensive Wealth Advisors (Captive Consulting) - Investment Related - At Reported Business Location(s) - Started 07/01/2016 - 6 Hours Per Month During Securities Trading. Tax strategy consulting - no client involvement. Statement from W. Lloyd "I promise and commit that I will not refer any of my clients, advisory or otherwise, to Comprehensive Wealth Advisors, LLC or any other business I have an ownership interest in." 7//2021 - Founder: The Charitable Payraise - Web Application, Financial method modeling tool. 30 hours/month. Requires a subscription to utilize the site/technology. Not Spire referenced or affiliated. Compensation based upon % of subscription price. The objective of TCP is promote and utilize a new tax method that helps improve the after tax cash flow of a client most often in retirement while mitigating taxes in the transition from the appreciation phase of investing to the income The mathematics and method are patented with an app which clients and their advisors are provided to deploy the method.; 5-10 hours/month; compensation-CP receives a User Fee for use of the Intellectual Property as a declining percentage of the capital deployed in the method.
CRS (Client Relationship Summary) - RIA
Click below to view William Russell Lloyd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
September 19, 2019 - Present
SPIRE WEALTH MANAGEMENT, LLC
Office #1: 11710 Plaza America Dr. Suite 2000, Reston, VA 20190RIA
CRD#: 113908
Reston, VA
Current
August 26, 2019 - Present
SPIRE SECURITIES, LLC
Office #1: 11710 Plaza America Drive Suite 2000, Reston, VA 20190BD
CRD#: 144131
Reston, VA
Past
April 15, 2011 - July 26, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
RESTON, VA
Past
April 15, 2011 - July 26, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
RESTON, VA
Past
April 6, 2000 - April 28, 2011
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
VIENNA, VA
Past
November 22, 1989 - April 28, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
VIENNA, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SPIRE WEALTH MANAGEMENT, LLC
LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
RIA
Registered Investment Advisory firm - (8/17/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/11/2019)
RR
California(8/27/2019)
RR
Colorado(12/18/2019)
RR
District of Columbia(8/28/2019)
RR
Florida(12/6/2019)
RR
Georgia(8/27/2019)
RR
Louisiana(8/30/2019)
RR
Maryland(8/27/2019)
RR
Minnesota(9/16/2019)
RR
Mississippi(8/29/2019)
RR
New Jersey(9/24/2019)
RR
New York(9/11/2019)
RR
North Carolina(9/16/2019)
RR
Pennsylvania(8/26/2019)
RR
South Carolina(8/30/2019)
RR
Tennessee(8/27/2019)
IAR
Texas(9/23/2019)
RR
Texas(12/12/2019)
RR
Virginia(8/26/2019)
IAR
Virginia(9/19/2019)
RR
West Virginia(9/4/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 3/22/1999
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SPIRE WEALTH MANAGEMENT, LLC
LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
RIA
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Contact information
Main Address
7901 Jones Branch Dr. Suite 810, Mclean, VA 22102
Mailing Address
7901 Jones Branch Drive Suite 800, Mclean, VA 22102
Phone number
(703) 657-6060
Established
Firm type
Fiscal year end
# of Employees
165
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,808 |
| AUM (Assets Under Management) | $ 4,617,171,037 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
