Angel J. Torres
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angel Julio Torres Jr, who also goes by Angel Julio Torres Jr, Angel Torres, was a registered financial professional .
Angel is a previously registered financial professional and started their career in finance in 2007. Angel had worked at 6 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2022 - November 14, 2022
J.W. COLE FINANCIAL, INC.
October 17, 2019 - October 9, 2020
RAYMOND JAMES & ASSOCIATES, INC.
November 1, 2018 - October 24, 2019
CITIGROUP GLOBAL MARKETS INC.
February 24, 2016 - January 11, 2018
PERSHING LLC
April 8, 2014 - April 18, 2014
J.P. MORGAN SECURITIES LLC
August 8, 2007 - December 31, 2008
J.P. MORGAN SECURITIES LLC
August 8, 2007 - January 22, 2016
J.P. MORGAN CLEARING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
