Brian K Hampton
Professional Summary
Brian K Hampton was a registered financial advisor. Brian was a previously registered financial professional and started their career in finance 1993 - 2015. Brian had worked at 4 firms and has passed the Series 63, SIE and Series 52 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
LAWLESS, JOSEPH MATHEW | SENTINEL BROKERS COMPANY, INC. | SENTINEL BROKERS COMPANY
Contact Information
Main Address
102 Xanadu Place, Jupiter, FL 33477Mailing Address
102 Xanadu Place, Jupiter, FL 33477Phone Number
(561) 406-2242Established
New York since 01/01/1998Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SENTINEL BROKERS LLC | SHAREHOLDER | — |
| SED CAPITAL PTE LTD | OWNER | — |
| LAWLESS, JOSEPH MATHEW | CEO, CCO | 1783307 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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