Sara J. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sara Jane Clark, who also goes by Sara Jane Bennett, Sara Jane Brown, Sara Jane Howell, was a registered financial professional .
Sara is a previously registered financial professional and started their career in finance in 1989. Sara had worked at 5 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 1992 - January 13, 1997
THE MACHAIRA GROUP, INC.
November 29, 1991 - May 4, 1992
OLD NAPLES SECURITIES, INC.
May 21, 1990 - July 28, 1994
BROKER DEALER FINANCIAL SERVICES CORP.
January 19, 1990 - February 7, 1992
TOTAL INVESTMENT MANAGEMENT, INC.
November 13, 1989 - June 27, 1994
HAYES & GRIFFITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE MACHAIRA GROUP, INC.
CRD#: 27895 / SEC#: , 8-43290
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
