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Sara Jane Clark

CRD# 1994999·Registered 1989 - 1997
Previously Registered: Being a previously registered professional could mean that Sara is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sara Jane Clark, who also goes by Sara Jane Bennett, Sara Jane Brown, Sara Jane Howell, was a registered financial advisor. Sara was a previously registered financial professional and started their career in finance 1989 - 1997. Sara had worked at 5 firms and has passed the Series 27 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sara Jane Bennett, Sara Jane Brown, Sara Jane Howell

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

THE MACHAIRA GROUP, INC.·CRD# 27895
BD
July 10, 1992 - January 13, 1997
OLD NAPLES SECURITIES, INC.·CRD# 17502
BD
Naples, FL
November 29, 1991 - May 4, 1992
BROKER DEALER FINANCIAL SERVICES CORP.·CRD# 8073
BD
West Des Moines, IA
May 21, 1990 - July 28, 1994
TOTAL INVESTMENT MANAGEMENT, INC.·CRD# 17950
BD
January 19, 1990 - February 7, 1992
HAYES & GRIFFITH, INC.·CRD# 10076
BD
Chicago, IL
November 13, 1989 - June 27, 1994

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Current Firm

TM
THE MACHAIRA GROUP, INC.

THE MACHAIRA GROUP, INC.

CRD#: 27895 / SEC#: 8-43290
BD
Terminated by SEC on 03/11/1997

Contact Information

Established

Illinois since 12/22/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed Nov 1989About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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