Harry Silver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Silver, who also goes by Harry Stanley Silver, was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1989. Harry had worked at 7 firms and has passed the Series 63, Series 82TO, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2023 - December 7, 2023
TP ICAP GLOBAL MARKETS AMERICAS LLC
December 18, 2014 - May 4, 2023
SRT SECURITIES LLC
June 3, 2013 - December 19, 2014
LEERINK PARTNERS LLC
August 9, 2012 - May 31, 2013
DIRECT ACCESS PARTNERS LLC
November 30, 2009 - November 15, 2012
SRT SECURITIES LLC
May 31, 2006 - May 19, 2008
NATIXIS SECURITIES NORTH AMERICA INC.
June 21, 2004 - June 7, 2006
JEFFERIES LLC
November 30, 1989 - July 3, 2003
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 5/5/2023
Limited Representative-Private Securities OfferingsSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/9/2000
Limited Representative-Equity Trader ExamCurrent Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Disclosures
| Regulatory Event | 32 |
Red Flags
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