Gary M. Martinez

GARY M. MARTINEZ

MULVANE, KS 67110

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CRD#: 1994648

Professional summary

Gary Michael Martinez is a registered financial advisor currently at GARY M. MARTINEZ located in Mulvane, Kansas.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Gary has worked at 5 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Michael Martinez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 1993 - Present

GARY M. MARTINEZ

Office #1: 1100 Se Louis Drive, Mulvane, KS 67110

RIA

CRD#: 115972

MULVANE, KS

Past

December 20, 1989 - April 17, 1990

WADDELL & REED

CRD#: 866

Past

October 26, 1989 - October 31, 1989

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Past

October 26, 1989 - October 31, 1989

EQUITABLE ADVISORS, LLC

CRD#: 6627

Past

October 26, 1989 - January 12, 1990

N.I.S. FINANCIAL SERVICES, INC.

CRD#: 5361

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(1/29/1993)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/30/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/24/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GARY M. MARTINEZ

GARY M. MARTINEZ | GARY MICHAEL MARTINEZ

CRD#: 115972 / SEC#:

Kansas

Registered Investment Advisory firm - (1/29/1993 Approved)

Texas

Registered Investment Advisory firm - (11/8/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1100 S.e. Louis Drive, Mulvane, KS 67110-1109

Mailing Address

Phone number

(316) 777-4391

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	129
AUM (Assets Under Management)	$ 23,347,438

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gary M. Martinez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Michael Martinez's CRS (Customer Relationship Summary).

Certified licenses

Experience

GARY M. MARTINEZ

WADDELL & REED

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

N.I.S. FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/30/1992

Series 6

Date: 10/24/1989

Current Firm

GARY M. MARTINEZ

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GARY M. MARTINEZ

TRUST BUT VERIFY

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