Christopher J. Horan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Horan, who also goes by Chris Horan, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1989. Christopher had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2017 - August 7, 2023
ALLSTATE FINANCIAL ADVISORS, LLC
September 7, 2016 - August 7, 2023
ALLSTATE FINANCIAL SERVICES, LLC
April 29, 2015 - September 30, 2015
QUASAR DISTRIBUTORS, LLC
March 10, 2015 - September 30, 2015
NORTHCOAST ASSET MANAGEMENT LLC
October 9, 2012 - January 8, 2015
VIRTUS INVESTMENT ADVISERS, LLC
October 9, 2012 - January 8, 2015
VP DISTRIBUTORS LLC
March 2, 2011 - August 17, 2012
LOCORR DISTRIBUTORS, LLC
February 26, 2003 - August 17, 2007
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC
January 22, 1996 - March 9, 2010
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
September 8, 1994 - January 16, 1996
HIMCO DISTRIBUTION SERVICES COMPANY
March 31, 1992 - March 19, 1993
NYLIFE SECURITIES LLC
November 17, 1989 - March 27, 1990
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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