David M. Locala
Professional summary
David Michael Locala, who also goes by David M Locala, is a registered financial professional currently at NORTH POINT MERGERS AND ACQUISITIONS, INC. located in San Francisco, California.
David is registered as a RR (Registered Representative) and started their career in finance in 1995. David has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Michael Locala's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2025 - Present
NORTH POINT MERGERS AND ACQUISITIONS, INC.
Office #1: 580 California Street, Suite 2200, San Francisco, CA 94104November 24, 2015 - May 31, 2022
CITIGROUP GLOBAL MARKETS INC.
June 28, 2005 - November 16, 2015
DEUTSCHE BANK SECURITIES INC.
April 23, 1998 - April 28, 2005
LAZARD FRERES & CO. LLC
October 1, 1997 - February 10, 1998
BANC OF AMERICA SECURITIES LLC
October 17, 1995 - October 1, 1997
MONTGOMERY SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
NORTH POINT MERGERS AND ACQUISITIONS, INC.
CRD#: 133300 / SEC#: , 8-66709
Contact information
FINRA licenses (22 States and Territories)
Red Flags
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