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RG

Robert H. Graham

RIGGS ASSET MANAGEMENT CO
Dallas, PA 18612
Some features on this profile are disabled
CRD#: 1994460
RG

Professional summary

Robert Hamilton Graham, who also goes by Bob Graham, Robert Graham, is a registered financial advisor currently at RIGGS ASSET MANAGEMENT CO INC located in Dallas, Pennsylvania.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Robert has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bob Graham | Robert Graham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Hamilton Graham's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 14, 2000 - Present

RIGGS ASSET MANAGEMENT CO INC

Office #1: The Grand Highlands Two Newberry Estates, Dallas, PA 18612
RIA
CRD#: 107233
Dallas, PA
Past

January 4, 1999 - December 31, 1999

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

December 6, 1989 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

BD
CRD#: 10147
ST. PETERSBURG, FL
Past

October 4, 1989 - January 22, 1990

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

October 4, 1989 - January 22, 1990

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RIGGS ASSET MANAGEMENT CO INC
RIGGS ASSET MANAGEMENT CO INC

CRD#: 107233 / SEC#: 801-38171

RIA
Registered Investment Advisory firm - (1/25/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(1/14/2000)
IAR
Virginia
(2/15/2001)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/21/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/2/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/16/1989
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/3/1989
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/3/1995
General Securities Principal Examination

Current Firm

RA
RIGGS ASSET MANAGEMENT CO INC
RIGGS ASSET MANAGEMENT CO INC

CRD#: 107233 / SEC#: 801-38171

RIA
Registered Investment Advisory firm - (1/25/1991 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
The Grand Highlands Two Newberry Estates, Dallas, PA 18612
Mailing Address
Phone number
(570) 823-3383
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A FEBRUARY 2026 (2/20/2026)

Regulatory assets under management

Total Number of Accounts924
AUM (Assets Under Management)$ 639,991,478

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/24/2025
Cover Page
Report
07/19/2024
Cover Page
Report
08/31/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RIGGS ASSET MANAGEMENT CO INC

CRD#: 107233Dallas, PA 18612

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