John P. Keville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick Keville, who also goes by John P Keville, Sean Keville, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1989. John had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2023 - June 17, 2024
ADP BROKER-DEALER, INC.
August 1, 2003 - December 16, 2021
TP ICAP GLOBAL MARKETS AMERICAS LLC
February 15, 2002 - December 16, 2021
ICAP SECURITIES USA LLC
September 20, 2000 - December 6, 2000
INTERCAPITAL INTERNATIONAL INC.
October 27, 1999 - January 25, 2002
ICAP SECURITIES USA LLC
October 27, 1999 - August 1, 2003
INTERCAPITAL SECURITIES LLC
July 13, 1998 - September 20, 2000
INTERCAPITAL INTERNATIONAL INC.
December 11, 1996 - April 27, 2000
INTERCAPITAL GOVERNMENT SECURITIES INC.
November 6, 1996 - July 13, 1998
EXCO RMJ INTERNATIONAL INC.
November 30, 1994 - November 5, 1996
CHAPDELAINE CORPORATE SECURITIES & CO
December 19, 1989 - September 29, 1994
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
