Thomas C. Rutledge
Professional summary
Thomas Carroll Rutledge is a registered financial professional currently at SINE QUA NON CAPITAL LLC located in Delray Beach, Florida.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1989. Thomas has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Carroll Rutledge's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2025 - Present
SINE QUA NON CAPITAL LLC
Office #1: 9736 Rennes Ln, Delray Beach, FL 33446October 5, 2022 - October 29, 2025
LIQUIDITY.IO, LLC
August 15, 2005 - August 1, 2008
J.P. MORGAN SECURITIES INC.
October 8, 2002 - December 8, 2003
MOORS & CABOT, INC.
November 9, 2001 - March 12, 2002
DEUTSCHE BANK SECURITIES INC.
October 25, 1989 - September 6, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/18/2025)
Exams
Series 7TO
Date: 10/5/2022
General Securities Representative ExaminationFINRA
Current Firm
SINE QUA NON CAPITAL LLC
CRD#: 330483 / SEC#: , 8-71223
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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Company Information
SINE QUA NON CAPITAL LLC
CRD#: 330483Delray Beach, FL 33446TRUST BUT VERIFY
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