Steven M. Delarosa
Professional summary
Steven Michael Delarosa is a registered financial advisor currently at CHICKASAW CAPITAL MANAGEMENT, LLC located in Las Vegas, Nevada and CHICKASAW SECURITIES, LLC located in Memphis, Tennessee.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Steven has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Michael Delarosa's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2015 - Present
CHICKASAW CAPITAL MANAGEMENT, LLC
April 8, 2015 - Present
CHICKASAW SECURITIES, LLC
Office #1: 6075 Poplar Avenue, Suite 720, Memphis, TN 38119September 4, 2014 - December 12, 2014
IMST DISTRIBUTORS, LLC
January 20, 2011 - October 8, 2012
NEXBANK SECURITIES INC
December 1, 2005 - June 8, 2009
FRANKLIN DISTRIBUTORS, LLC
September 30, 2003 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
August 11, 2001 - September 30, 2003
HOWARD WEIL INCORPORATED
August 21, 1998 - August 11, 2001
ARROYO SECO, INC.
December 20, 1994 - October 22, 1996
PRINCIPAL SECURITIES, INC.
November 20, 1989 - July 17, 1991
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
CHICKASAW CAPITAL MANAGEMENT, LLC
CRD#: 127398 / SEC#: 801-62121
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2015)
(4/8/2015)
(1/14/2022)
(4/8/2015)
(4/8/2015)
(6/2/2015)
(4/16/2015)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(2/28/2017)
(1/14/2022)
(4/8/2015)
(9/15/2025)
(4/8/2015)
(3/16/2022)
(3/16/2022)
(4/19/2017)
(1/26/2017)
(1/14/2022)
(4/27/2015)
(2/28/2017)
(4/8/2015)
(2/28/2017)
(4/8/2015)
(4/16/2015)
(4/8/2015)
Exams
FINRA
Current Firm
CHICKASAW CAPITAL MANAGEMENT, LLC
CRD#: 127398 / SEC#: 801-62121
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 433 |
| AUM (Assets Under Management) | $ 2,529,750,391 |
Red Flags
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