Francisco J. Argilagos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francisco Javier Argilagos, who also goes by Francisco J Argilagos, Frank Argilagos, was a registered financial professional .
Francisco is a previously registered financial professional and started their career in finance in 1989. Francisco had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2015 - November 16, 2016
BARCLAY INVESTMENTS LLC
March 5, 2002 - March 4, 2015
DEUTSCHE BANK SECURITIES INC.
March 11, 1996 - December 23, 1999
MORGAN STANLEY MARKET PRODUCTS INC.
March 5, 1996 - September 13, 2000
MORGAN STANLEY & CO. LLC
October 25, 1989 - March 7, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
BARCLAY INVESTMENTS LLC
CRD#: 6159 / SEC#: , 8-16935
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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