Mark A. Heitner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Andrew Heitner, who also goes by Mark A Heitner, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1989. Mark had worked at 13 firms and has passed the Series 63, Series 7A, Series 25, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2011 - January 10, 2012
DIMENSION TRADING GROUP, LLC
June 3, 2011 - June 21, 2011
DIMENSION TRADING GROUP, LLC
March 31, 2009 - November 30, 2009
WILMINGTON CAPITAL SECURITIES, LLC
December 21, 2007 - September 11, 2008
TAFFERER TRADING, LLC
March 3, 2006 - August 14, 2007
SCHONFELD SECURITIES, LLC
September 29, 2003 - February 21, 2006
LEK SECURITIES CORPORATION
October 2, 2002 - November 3, 2004
LL PARTNERS, INC.
March 26, 2001 - March 21, 2002
SCHONFELD SECURITIES, LLC
July 27, 2000 - February 28, 2001
HFP CAPITAL MARKETS LLC
November 6, 1997 - December 23, 1997
FIRST NEW YORK SECURITIES L.L.C.
September 16, 1996 - August 27, 1997
JOSEPHTHAL & CO., INC.
November 4, 1991 - March 28, 1996
DEUTSCHE IXE, LLC
September 3, 1991 - September 19, 1991
LEHMAN BROTHERS INC.
August 23, 1990 - October 9, 1990
CITIGROUP GLOBAL MARKETS INC.
March 20, 1990 - April 27, 1990
THE STUART-JAMES COMPANY, INCORPORATED
December 19, 1989 - March 8, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7A
Date: 5/28/2003
Floor Broker Representative ExamSeries 25
Date: 2/20/2003
NYSE Trading Assistant ExaminationSeries 55
Date: 8/19/2000
Limited Representative-Equity Trader ExamCurrent Firm
DIMENSION TRADING GROUP, LLC
CRD#: 147929 / SEC#: , 8-67943
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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