Galen K. Hong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Galen Kei Tsun Hong, who also goes by Galen Keitsun Hong, was a registered financial professional .
Galen is a previously registered financial professional and started their career in finance in 1990. Galen had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2011 - April 26, 2016
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
September 7, 2010 - March 13, 2012
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
April 20, 2007 - April 26, 2016
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
September 16, 1994 - December 5, 2006
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
August 8, 1990 - September 16, 1994
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
CRD#: 27884 / SEC#: , 8-43206
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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