Jeffrey A. Gilbert

BALBOA WEALTH PARTNERS

Scottsdale, AZ 85250

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CRD#: 1993261

Professional summary

Jeffrey Alan Gilbert, who also goes by Jeff Gilbert, is a registered financial advisor currently at BALBOA WEALTH PARTNERS, INC. located in Scottsdale, Arizona.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Jeffrey has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9, Series 10 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Gilbert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Balboa Wealth Partners Inc.: Investment Related. 140 Newport Center, Suite 200, Newport Beach, CA 92660; 160 hrs per month; 80 hours during trading hrs; Start Date 12/15/2015; CASEC Registered RIA; Founder, Owner, CEO, CCO. Duties: Principal of firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Gilbert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2016 - Present

BALBOA WEALTH PARTNERS, INC.

Office #1: 6263 North Scottsdale Road Suite 265, Scottsdale, AZ 85250

RIA

CRD#: 282329

Scottsdale, AZ

Past

June 15, 2018 - April 30, 2024

KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898

SAN DIEGO, CA

Past

January 29, 2018 - June 15, 2018

SGMA CAPITAL MARKETS LIMITED

CRD#: 135327

NEW YORK, NY

Past

June 13, 2016 - December 16, 2016

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

Newport Beach, CA

Past

June 9, 2016 - December 16, 2016

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

Newport Beach, CA

Past

February 9, 2016 - May 13, 2016

M. S. HOWELLS & CO.

CRD#: 104100

NEWPORT BEACH, CA

Past

November 12, 2015 - February 22, 2016

DANIEL WEALTH ADVISORS

RIA

CRD#: 150382

Newport Beach, CA

Past

June 1, 2009 - March 19, 2014

MORGAN STANLEY

RIA

CRD#: 149777

IRVINE, CA

Past

June 1, 2009 - March 19, 2014

MORGAN STANLEY

CRD#: 149777

IRVINE, CA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

IRVINE, CA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

IRVINE, CA

Past

December 18, 2001 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

NEWPORT BEACH, CA

Past

November 9, 2001 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

NEWPORT BEACH, CA

Past

April 24, 1998 - November 14, 2001

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

March 13, 1996 - April 30, 1998

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

Past

July 26, 1993 - February 20, 1996

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

April 12, 1991 - July 30, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BALBOA WEALTH PARTNERS, INC.

CRD#: 282329 / SEC#: 801-107029

RIA

Registered Investment Advisory firm - (12/11/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(2/24/2023)

IAR

California
(2/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/28/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/2/2002

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/13/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 8

Date: 7/13/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

BALBOA WEALTH PARTNERS, INC.

CRD#: 282329 / SEC#: 801-107029

RIA

Registered Investment Advisory firm - (12/11/2015 Approved)

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Contact information

Main Address

6263 North Scottsdale Road Suite 265, Scottsdale, AZ 85250

Mailing Address

Phone number

(949) 445-1465

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APP 1 - WRAP FEE BROCHURE (7/18/2025)

FORM ADV PART 2A (7/18/2025)

Regulatory assets under management

Total Number of Accounts	2,068
AUM (Assets Under Management)	$ 804,833,455

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey A. Gilbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Gilbert's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGSWOOD CAPITAL PARTNERS, LLC

SGMA CAPITAL MARKETS LIMITED

ARETE WEALTH MANAGEMENT, LLC

ARETE WEALTH ADVISORS, LLC

M. S. HOWELLS & CO.

DANIEL WEALTH ADVISORS

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

PIPER SANDLER & CO.

PRINCIPAL FINANCIAL SECURITIES,INC.

SUTRO & CO. INCORPORATED

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

BALBOA WEALTH PARTNERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/1996

Series 63

Date: 11/28/1990

SIE

Date: 10/1/2018

Series 3

Date: 10/2/2002

Series 7

Date: 11/13/1990

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 8

Date: 7/13/1998

Current Firm

BALBOA WEALTH PARTNERS, INC.

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BALBOA WEALTH PARTNERS, INC.

TRUST BUT VERIFY

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