Jennifer A. Schwartz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Anne Schwartz, who also goes by Jennifer Anne IVerson, Jenny Iverson, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1989. Jennifer had worked at 4 firms and has passed the Series 63, Series 50, Series 6TO, SIE, Series 7, Series 24 and Series 53 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2019 - July 17, 2020
FIRST DOMINION CAPITAL CORP.
August 26, 2002 - October 1, 2008
KINSELL, NEWCOMB & DE DIOS, INC
February 24, 1993 - June 12, 2001
SECURITIES RESOLUTION CORPORATION
October 30, 1990 - July 17, 1992
J.P. MORGAN SECURITIES LLC
December 19, 1989 - November 5, 1990
SECURITIES RESOLUTION CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 8/22/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FIRST DOMINION CAPITAL CORP.
CRD#: 16330 / SEC#: , 8-33719
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN PASCO III REVOCABLE TRUST DATED MAY 10, 2004 | OWNER | |
| PRICE, JOHN CLIFFORD | OWNER | 1707529 |
| ANCI, CHRISTOPHER FRANCIS | PRESIDENT, FINOP, PRINCIPAL | 2747555 |
| PASCO, JOHN III | TRUSTEE | 357414 |
| PORTWOOD, WILLIAM BOYCE | CHIEF COMPLIANCE OFFICER | 4853700 |
| VERMILLERA, SANDRA ZEMBACHS | VICE PRESIDENT, TREASURER, PRINCIPAL | 6376063 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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