GH
Gary D. Hutto
GWN SECURITIES
Orange, CA 92868
Some features on this profile are disabled
CRD#: 1993058
GH
Professional summary
Gary Dean Hutto, who also goes by Gary D Hutto, is a registered financial advisor currently at GWN SECURITIES INC. located in Orange, California and MILLENNIUM ADVISORY GROUP, LLC located in Orange, California.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Gary has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gary D Hutto
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GWN SECURITIES POSITION: Registered Representative and Investment Adviser Representative, Investment-related, since 1991, 11440 N Jog Rd, Palm Beach Gardens, FL 33418, 25 hours per month Independent insurance agent, Jackson National Life, 1 Corporate Wy, Lansing, MI 48951, start date 1988, non-investment related, less than 1 hour per month during trading hours ANNUITY POSITION: SALES NATURE: FIXED ANNUITIES INVESTMENT RELATED: YES NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 10/01/1988 ADDRESS: 1301 E LINCOLN AVE SUITE H, ORANGE CA 92865 DESCRIPTION: I PROVIDE FIXED ANNUITIES TO SELECT CLIENTS. DAVE RAMSEY SMARTVESTOR PRO POSITION: customer NATURE: Radio show that sells leads for financial advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/04/2018 ADDRESS: 1011 Reams Fleming Blvd., Franklin TN 37064, United States DESCRIPTION: Follow up with Dave's listeners who are looking for a SmartVestor Pro. HUTTO DEAN FINANCIAL ADVISORS INVESTMENT RELATED: Is Investment Related, NATURE: DBA, POSITION: Financial Professional, START DATE: 10/20/2005,160 hours per month, 160 hours per month during trading hours ADDRESS: 770 The City Drive S. Suite 2100, Orange, CA DESCRIPTION: Securities DBA used in conjunction with Investment Sales. MILLENNIUM ADVISORY GROUP, LLC INVESTMENT RELATED: Is Investment Related, ADDRESS: 770 The City Dr S Suite 2100, , Orange, CA, 92868, United States" POSITION: RIA, NATURE: RIA, START DATE: 10/1/2008,1 hours per month, 1 hours per month during trading hours, DESCRIPTION: Build and manage models
CRS (Client Relationship Summary) - RIA
Click below to view Gary Dean Hutto's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gary Dean Hutto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 4, 2004 - Present
GWN SECURITIES INC.
Office #1: 770 The City Drive S. Suite 2100, Orange, CA 92868RIA
BD
CRD#: 128929
Orange, CA
Current
February 3, 2011 - Present
MILLENNIUM ADVISORY GROUP, LLC
Office #1: 770 The City Dr S Suite 2100, Orange, CA 92868RIA
CRD#: 147140
ORANGE, CA
Current
November 4, 2004 - Present
GWN SECURITIES INC.
Office #1: 770 The City Drive S. Suite 2100, Orange, CA 92868RIA
BD
CRD#: 128929
Orange, CA
Past
July 30, 2008 - December 31, 2010
MILLENNIUM ADVISORY GROUP, LLC
RIA
CRD#: 147140
ORANGE, CA
Past
February 28, 2001 - November 5, 2004
PMG ASSET MANAGEMENT INC
RIA
CRD#: 110825
ORANGE, CA
Past
January 20, 1997 - November 4, 2004
PMG SECURITIES CORPORATION
BD
CRD#: 27107
ELGIN, IL
Past
January 1, 1994 - January 14, 1997
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
PALM BEACH GARDENS, FL
Past
June 11, 1991 - January 1, 1994
LEGEND CAPITAL CORPORATION
BD
CRD#: 4149
PALM BEACH GARDENS, FL
Past
August 29, 1990 - June 4, 1991
ARAGON FINANCIAL SERVICES, INC.
BD
CRD#: 16023
IRVINE, CA
Past
December 1, 1989 - May 24, 1990
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/19/2004)
RR
California(11/4/2004)
IAR
California(11/4/2004)
RR
Colorado(9/28/2012)
RR
District of Columbia(12/9/2009)
RR
Florida(4/13/2011)
RR
Hawaii(2/26/2014)
RR
Idaho(9/1/2009)
RR
Illinois(2/17/2016)
RR
Kansas(3/6/2025)
RR
Minnesota(9/25/2017)
RR
Nevada(11/19/2004)
RR
New Mexico(11/19/2004)
RR
North Carolina(1/12/2009)
RR
Oregon(7/31/2017)
RR
Tennessee(4/30/2019)
RR
Texas(11/1/2024)
RR
Utah(3/3/2016)
RR
Virginia(7/31/2017)
RR
Washington(11/19/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
