Joseph J. Gormley

EMPIRIKAL PARTNERS LLC

Princeton, NJ 08540

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CRD#: 1992842

Professional summary

Joseph John Gormley JR, who also goes by Joseph John Gormley, is a registered financial advisor currently at EMPIRIKAL PARTNERS LLC located in Princeton, New Jersey.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Joseph has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph John Gormley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) JOSEPH GORMLEY, CPA; PRINCETON, NJ; NON INVESTMENT-RELATED; TAX PREPARATION AND ACCOUNTING SERVICES; OWNER; SINCE 02/1990, 160 HRS/MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Gormley JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2023 - Present

EMPIRIKAL PARTNERS LLC

Office #1: 3490 Route 1 North Suite15-d, Princeton, NJ 08540

RIA

CRD#: 282691

Princeton, NJ

Past

July 21, 2020 - November 27, 2023

PORTSMOUTH FINANCIAL SERVICES

CRD#: 13980

Princeton, NJ

Past

October 23, 2019 - November 22, 2023

FISCAL WISDOM WEALTH MANAGEMENT LLC

RIA

CRD#: 168299

Princeton, NJ

Past

May 20, 2019 - September 20, 2019

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

WEST WINDOR, NJ

Past

May 16, 2019 - September 20, 2019

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

WEST WINDSOR, NJ

Past

March 18, 2016 - May 17, 2019

GLEN EAGLE ADVISORS, LLC

RIA

CRD#: 282920

Princeton, NJ

Past

July 2, 2013 - March 23, 2016

GLEN EAGLE WEALTH, LLC

RIA

CRD#: 124504

Princeton, NJ

Past

June 24, 2013 - May 17, 2019

GLEN EAGLE WEALTH, LLC

CRD#: 124504

KINGSTON, NJ

Past

December 22, 2011 - December 7, 2012

WORLD INVESTMENTS, LLC

RIA

CRD#: 20626

LAWRENCEVILLE, NJ

Past

December 22, 2011 - December 7, 2012

WORLD INVESTMENTS, LLC

CRD#: 20626

LAWRENCEVILLE, NJ

Past

May 6, 2004 - November 15, 2011

CINCINNATI ANALYSTS, INC.

RIA

CRD#: 5478

LAWRENCEVILLE, NJ

Past

March 29, 2004 - November 15, 2011

CINCINNATI ANALYSTS, INC.

CRD#: 5478

LAWRENCEVILLE, NJ

Past

January 2, 2001 - December 31, 2003

USALLIANZ SECURITIES, INC.

RIA

CRD#: 40875

HAMILTON, NJ

Past

December 14, 2000 - December 31, 2003

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

November 1, 2000 - December 14, 2000

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

February 2, 1999 - October 16, 2000

WORLD INVESTMENTS, LLC

CRD#: 20626

LINCROFT, NJ

Past

May 22, 1998 - January 26, 1999

PINNACLE ASSET MANAGEMENT, INC.

CRD#: 38936

FAIRLESS HILLS, PA

Past

January 25, 1990 - May 1, 1998

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(12/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/20/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/15/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/4/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/8/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EMPIRIKAL PARTNERS LLC

EMPIRIKAL PARTNERS LLC | MONZON WEALTH

CRD#: 282691 / SEC#:

Arizona

Registered Investment Advisory firm - (9/7/2016 Approved)

California

Registered Investment Advisory firm - (6/5/2020 Approved)

Colorado

Registered Investment Advisory firm - (7/31/2024 Terminated)

Florida

Registered Investment Advisory firm - (10/28/2020 Approved)

Georgia

Registered Investment Advisory firm - (5/18/2022 Approved)

Maryland

Registered Investment Advisory firm - (3/4/2024 Approved)

Mississippi

Registered Investment Advisory firm - (7/31/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (7/16/2020 Approved)

New York

Registered Investment Advisory firm - (10/12/2022 Approved)

Oklahoma

Registered Investment Advisory firm - (3/3/2021 Approved)

Texas

Registered Investment Advisory firm - (6/19/2020 Approved)

Wyoming

Registered Investment Advisory firm - (5/11/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Phoenix, AZ

Mailing Address

Phone number

(480) 558-6167

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	170
AUM (Assets Under Management)	$ 88,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph J. Gormley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Gormley JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTSMOUTH FINANCIAL SERVICES

FISCAL WISDOM WEALTH MANAGEMENT LLC

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

GLEN EAGLE ADVISORS, LLC

GLEN EAGLE WEALTH, LLC

GLEN EAGLE WEALTH, LLC

WORLD INVESTMENTS, LLC

WORLD INVESTMENTS, LLC

CINCINNATI ANALYSTS, INC.

CINCINNATI ANALYSTS, INC.

USALLIANZ SECURITIES, INC.

USALLIANZ SECURITIES, INC.

LOCUST STREET SECURITIES, INC.

WORLD INVESTMENTS, LLC

PINNACLE ASSET MANAGEMENT, INC.

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/20/1999

Series 63

Date: 3/15/1990

SIE

Date: 10/1/2018

Series 7

Date: 1/4/2001

Series 6

Date: 1/8/1990

Current Firm

EMPIRIKAL PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EMPIRIKAL PARTNERS LLC

TRUST BUT VERIFY

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