Scott L. Pope
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Leland Pope, CFP® was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1989. Scott had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2016 - March 12, 2020
SUSTAINABLE WEALTH MANAGEMENT LLC
April 6, 2005 - September 1, 2015
SUSTAINABLE WEALTH MANAGEMENT LLC
March 10, 1995 - January 16, 1997
WALNUT STREET SECURITIES, INC.
July 2, 1990 - December 17, 1991
U.S. SECURITIES CLEARING CORP.
June 29, 1990 - September 12, 2012
PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION
February 13, 1990 - March 10, 1995
PARNASSUS FUNDS DISTRIBUTOR, LLC
October 25, 1989 - January 30, 1990
IDS LIFE INSURANCE COMPANY
October 25, 1989 - January 30, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SUSTAINABLE WEALTH MANAGEMENT LLC
CRD#: 133859 / SEC#: 801-63839
Contact information
Red Flags
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