Jaime Fernandez
Professional summary
Jaime Fernandez is a registered financial professional currently at TEXAKOMA FINANCIAL, INC. located in Plano, Texas.
Jaime is registered as a RR (Registered Representative) and started their career in finance in 1990. Jaime has worked at 2 firms and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jaime Fernandez's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 1994 - Present
TEXAKOMA FINANCIAL, INC.
Office #1: 5601 Granite Parkway, Suite 800, Plano, TX 75024-6654Office #2: 5601 Granite Parkway Suite 800, Plano, TX 75024April 4, 1994 - September 1, 1994
GRAND FINANCIAL, INC.
February 14, 1990 - April 8, 1994
TEXAKOMA FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/6/1994)
(7/9/2012)
(9/9/1994)
(9/29/1994)
(9/1/1994)
(1/5/2009)
(1/26/2017)
(7/3/2014)
(3/15/2004)
(10/4/2021)
(1/26/2017)
(1/26/2017)
(1/27/2017)
(2/21/2006)
(9/1/1994)
(9/1/1994)
(1/11/2005)
(1/26/2016)
Exams
FINRA
Current Firm
TEXAKOMA FINANCIAL, INC.
CRD#: 16910 / SEC#: , 8-34706
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KENNEDY, DEAN RICHARD | OWNER/PRINCIPAL | 1268230 |
| BOYD, ROBYN LAUREL | PRINCIPAL FINANCIAL OFFICER | 7570200 |
| KEAVENY, JAMIE MICHAEL | EXECUTIVE VICE PRESIDENT/DIRECTOR/TREASURER | 7137725 |
| LATORRE, STEPHEN JOHN | PRESIDENT/DIRECTOR/SECRETARY | 3009003 |
| MOORE, ASHLEE ELIZABETH | PRINCIPAL OPERATIONS OFFICER | 7907461 |
| MOORE, ASHLEE ELIZABETH | CCO | 7907461 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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Company Information
TEXAKOMA FINANCIAL, INC.
CRD#: 16910Plano, TX 75024-6654TRUST BUT VERIFY
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